Welcome to Moorgate's internet website, which is owned and operated by Moorgate Capital Partners LLC ("Moorgate"). By using or accessing our website, you agree to be legally bound and abide by the terms and conditions set forth below and elsewhere on our website.

Legal Disclaimer
Moorgate makes no warranty, express or implied, concerning this service. The services provided by us and our third party providers are on an "AS IS" basis at your sole risk. Moorgate expressly disclaims any implied warranty of title, merchantability or fitness for a particular purpose, including any warranty for the use of the services with respect to their correctness, quality, accuracy, reliability, performance, timeliness or continued availability. 

Neither Moorgate, nor any of its affiliates, directors, officers or employees, nor any third party vendor, will be liable or have any responsibility of any kind for any loss or damage that you incur in the event of any failure or interruption of this website, or resulting from the act or omission of any other party involved in making this website, the data contained herein or the products or services offered on this website available to you, or from any other cause relating to your access to, inability to access, or use of, the website or these materials, whether or not the circumstances giving rise to such cause may have been within the control of Moorgate or of any vendor providing software or services. In no event will Moorgate or any other such party be liable to you, whether in contract or tort, for any direct, special, indirect, consequential or incidental damages or any other damages of any kind even if Moorgate or any other such party has been advised of the possibility thereof. This limitation on liability includes, but is not limited to, the transmission of any viruses which may infect a user's equipment, failure of mechanical or electronic equipment or communication lines, telephone or other interconnect problems (e.g., you cannot access your internet service provider), unauthorized access, theft, operator errors, strikes or other labor problems or any force majeure. Moorgate cannot and does not guarantee continuous, uninterrupted or secure access to the website.

Proprietary Rights
All right, title and interest in this website and any content contained herein is the exclusive property of Moorgate, except as otherwise stated. Unless otherwise specified, this website is for your personal and non-commercial use only and you may print, copy and download any information or portion of this website for your personal use only. You may not modify, copy, distribute, transmit, display, reproduce, publish, license, frame, create derivative works from, transfer, or otherwise use in any other way for commercial or public purposes in whole or in part any information, software, products or services obtained from this website, except for the purposes expressly provided herein, without Moorgate's prior written approval. If you copy or download any information or software from this website, you agree that you will not remove or obscure any copyright or other notices or legends contained in any such information.

Ownership and Trademarks
The Moorgate trademarks shown on this website are registered trademarks of Moorgate Capital Partners. The names of other companies and third-party products or services mentioned herein may be the trademarks or service marks of their respective owners. Nothing on this website shall be interpreted as granting any license or right to use any image, trademark, logo or service mark on the website. Copying or downloading material from this website does not transfer title to any material on this website to you. You are prohibited from using any marks for any purpose including, but not limited to, use as metatags on other pages or sites on the World Wide Web without the written permission of Moorgate or such third party, which may own the marks. Anything transmitted to this website by you becomes Moorgate's property and may be used by us for any lawful purpose.

Regulatory Matters
Moorgate provides independent financial advice on mergers, acquisitions, financial restructurings and similar corporate finance matters. Moorgate Securities LLC, a Moorgate affiliate, is a member of the Financial Industry Regulatory Authority, Inc. (www.finra.org). Moorgate Securities LLC is not a retail broker-dealer, and it does not conduct underwriting activities, provide research or analyst reports or solicit or carry accounts for, or offer or sell securities products to, retail customers. 

The information and services provided on this website are not provided to and may not be used by any person or entity in any jurisdiction where the provision or use thereof would be contrary to applicable laws, rules or regulations of any governmental authority or regulatory or self-regulatory organization or where Moorgate is not authorized to provide such information or services.

No Offers or Reliance
No material on this website should be construed as a recommendation to buy or sell any securities or as an offer to sell or a solicitation of any offer to buy the securities or services of any issuer. Offers can only be made where lawful under, and in compliance with, applicable law. 

Moorgate makes no representations that transactions, products or services discussed on this website are available or appropriate for sale or use in all jurisdictions or by all investors. Those who access this website do so at their own initiative and are responsible for compliance with local laws or regulations. 
Moorgate is not utilizing this website to provide investment or other advice. Any transactions listed on this website are included as representative transactions and are not necessarily reflective of overall performance. 

Moorgate does not advise on the tax consequences of any investment.

Use of Links
This website may contain links to third party websites. These links are provided only as a convenience to you. The inclusion of any does not imply any affiliation, sponsorship, endorsement, approval, investigation, verification or monitoring by Moorgate of any information contained in any third party website. In no event shall Moorgate be responsible for the information contained on that website or your use of or inability to use such website. You should also be aware that the terms and conditions of such website and the website's privacy policy may be different from those applicable to your use of this website.

Business Continuity
Moorgate has developed and implemented a Business Continuity Plan (BCP) designed to address and mitigate the potential consequences of a significant business disruption, whether the disruption is specific to the company or more generally affects the securities industry or the locality or region in which Moorgate operates. The BCP is designed to enable us to recover and resume key operations in the event of an emergency or significant business disruption within one business day or less. 

Our BCP tries to anticipate the various types of events that could interfere with our ability to operate on a normal basis. Critical functions addressed include the storage and preservation of data, alternate communications with clients and regulators, and alternate communications with, and safety of, employees. 

Moorgate maintains its hard-copy books and records and electronic records at its main office and back-up electronic records at an alternate location. In the event of a business disruption that causes the loss of our paper records, we will physically recover them from our back-up records. For the loss of electronic records, we will either physically recover the storage media or electronically recover data from our back-up tape storage, or, if our primary site is inoperable, continue operations from an alternate location utilizing remote access to electronic records, if possible. 

In the event of a significant business disruption, Moorgate will assess all available means of communication and determine how best to communicate with clients using the means of communication still available to us. [If we are unable to communicate through traditional means we will, if possible, post emergency contact information and instructions on our website (www.moorgatepartners.com).] 

Our BCP may need to rely upon the recovery and restoration of services provided by various critical business constituents at both our primary and alternate business locations. We have considered the extent to which we may be able to depend upon these business relationships during a significant business disruption as a part of our decision to do business with these constituents. 

We believe that our BCP implements reasonable and prudent measures to overcome or at least mitigate the consequences of an event that would otherwise interfere with the normal course of our business. However, because it is not possible to anticipate the nature, scope, impact and consequence of every possible business disruption, Moorgate does not represent or guarantee that it will be able to continue or resume business operations within any specified period of time under all circumstances. 

Our BCP is subject to periodic modification. A copy of the summary of our BCP is available upon request by writing to Moorgate, One Rockefeller Plaza, 24th Floor, New York, NY 10020, Attention: Compliance Officer.


Member FINRA / SIPC | Customer Disclosures | Legal